Compliance Officer jobs - New York City, NY
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| May 25 | Compliance Manager | JPMorgan Chase | New York, NY |
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Treasury & Securities Services ("TSS") Compliance supports the WSS business ... seeking a highly motivated Senior Compliance Officer with at least five (5) years of... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more |
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| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
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of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
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| May 22 | FS CIO Advisory Quality and Transformation Testing Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. Organizations are seeking new planning and performance management solutions to aid decision making. Successfully... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
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seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... EXPERIENCE: 5+ years experience in compliance or related position. more |
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| May 19 | Associate, Compliance (Asset Management) | Stamford, CT | |
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position will join a team lead by the Chief Compliance Officer that is responsible for ... words: trade compliance, trading compliance, marketing disclosure compliance, code of... more |
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| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
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Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
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| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
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investment bank seeks a Regional Compliance Officer responsible for the oversight of ... Compliance RCA, Induction Training, Compliance SLA, Special Projects and Reviews,... more |
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| May 14 | Fixed Income Compliance Officer | Financial Services Company | New York, NY |
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firm is seeking to hire a Fixed Income Compliance Officer within the firms ... approvals and interpretation of internal compliance policies; Draft compliance... more |
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| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
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Officer to develop, implement and manage a compliance program for their derivatives and ... o real-time market monitoring; o compliance with audit trail requirements; o... more |
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| May 14 | Alternative Investments Compliance Officer | Compliance Search Group | New York, NY |
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Investments division. The Compliance Officer will be responsible for the ... 7+ years of experience working with hedge funds/private equity, providing compliance suppo... more |
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| May 11 | Compliance & Anti-Money Laundering Officer - VP | Compliance Search Group | New York, NY |
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firms New York offices seeks a Compliance Officer VP. He/She will be responsible for ... Officer supervises and directs the firms Compliance Department overseeing and ensuring... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| May 08 | Senior Alternatives Compliance Officer | Michael Page International | New York, NY |
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The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more |
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| May 07 | Options Compliance Officer | Compliance Search Group | New York, NY |
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and other services, seeks an Options Compliance Officer. The compliance ... and/or regulations. Assist to position Compliance as a business partner to... more |
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| May 06 | Compliance Officer - FX Advisory Compliance. | Compliance Search Group | New York, NY |
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Top-tier investment bank seeks a Compliance Officer to cover their Global Finance and ... Providing regulatory/compliance training as needed... more |
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| May 06 | Chief Compliance Officer- Global Brokerage Firm | Mergis Group, A Division of Spherion | New York, NY |
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Compliance Officer *The Chief Compliance Officer will be responsible for all U.S. ... a Capital Markets Firm as a Chief Compliance Officer *Strong Supervisory and Management... more |
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| Apr 29 | Fixed Income Rates Compliance Officer AVP / VP | Compliance Search Group | New York, NY |
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bank seeks a Fixed Income Compliance Officer that will be responsible for implementing and managing the overall ... Providing regulatory/compliance training as needed... more |
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| Apr 29 | VP Compliance Officer | Access Staffing | New York, NY |
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Review and revise policies and procedures applicable to AML/KYC compliance ... and implement internal controls to monitor compliance with regulations and guidelines. more |
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| Apr 29 | Bank and Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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seeks a Compliance Officer to oversee all Compliance activities and affairs of the ... Compliance Officer will ensure and enforce Compliance with regulatory requirements and... more |
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| Apr 26 | FS CIO Advisory Application Architect Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. As a valued member of the ... information and infrastructure architecture, compliance, risk management, and architecture... more |
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| Apr 24 | FS CIO Advisory IT RISK SECURITY Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. Thorough knowledge developing and maintaining the high level design plan for the overall logical and technical IT systems... more |
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| Apr 24 | FS CIO Advisory IT Risk Security Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. Whether our clients are pursuing new opportunities, responding to events or coping with the daily pressures of growth,... more |
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| Apr 23 | Vice President, Senior Risk and Compliance Officer | Community Bank | Stamford, CT |
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supervises Operational Risk Officer and Compliance staff in concert with the Bank's ... law firm or other specialist provider of compliance services to financial... more |
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| Apr 22 | Investment Management Compliance Officer | Investment Management Firm | New York, NY |
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firm, is looking to add a Compliance Officer to support their growing division. ... and employees on issues related to compliance with securities regulations (e.g.,... more |
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| Apr 22 | VP - Lending Compliance Officer | Consumer and Commercial Banking | New York, NY |
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and commercial bank, is seeking a Compliance Officer to support their growing U.S. ... wants to lead and shape the direction of the compliance division. Responsibilities:... more |
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| Apr 22 | Chief AML Compliance Officer | Top International Investment Firm | New York, NY |
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The Position: The Chief AML Compliance Officer reports to the Regional Head of Compliance ... CIB Anti-Money Laundering/US Patriot Act Compliance Program... more |
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| Apr 22 | Vice President, AML Compliance Officer | CIT Group | Livingston, NJ |
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Compliance Officers and the Business Compliance Officers (BUCOs). The Officer must ... AML Compliance, Head of AML and Sanctions Compliance, Chief Compliance Officer (CCO),... more |
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| Apr 22 | Consumer Compliance Officer | Financial Services | New York, NY |
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compliance monitoring programs to test the compliance controls and procedures. Complete ... experience. Five (5) years of regulatory compliance experience; CRCM designation... more |
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| Apr 22 | VP Level Compliance Officer | Financial Institution | New York, NY |
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Compliance Officer, VP Prestigious International Financial Firm seeks a Compliance Officer ... internal controls to monitor day-to-day compliance with all applicable regulations... more |
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| Apr 20 | FS CIO Advisory Applications Architect Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. As a valued member of the ... information and infrastructure architecture, compliance, risk management, and architecture... more |
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| Apr 19 | FS CIO Advisory Quality and Transformation Testing Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. Organizations are seeking new planning and performance management solutions to aid decision making. Successfully... more |
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| Apr 18 | FS CIO Advisory IT RISK SECURITY Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. Whether our clients are pursuing new opportunities, responding to events or coping with the daily pressures of growth,... more |
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| Apr 15 | Fair Lending Compliance Officer | Compliance Search Group | New York, NY |
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The role will report to the Chief Compliance Officer. Qualifications: Minimum ... industry, either as a regulator or in-house compliance officer 10 years experience... more |
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| Apr 15 | Derivatives Compliance Officer | Financial Services Company | New York, NY |
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international bank, seeks a Derivatives Compliance Officer The candidate will ... policies & procedures to ensure ongoing compliance with applicable regulations;... more |
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| Apr 15 | Compliance Officer | Complaince Search Group | New York, NY |
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Global Hedge Fund Seeks Senior Compliance Officer New York The compliance role will ... must have strong experience working in compliance within the investment management... more |
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| Apr 15 | Senior Compliance Officer | Compliance Search Group | New York, NY |
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role will report directly to the Chief Compliance Officer and have extensive ... must have strong experience working in compliance within the investment management... more |
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| Apr 15 | Compliance Officer for a Premier Investment Manager | Financial Services Company | New York, NY |
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managing futures and commodities, seeks a Compliance Officer that has both asset management experience plus knowledge of futures, commodities and trading activities. This is a... more |
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| Mar 30 | FS CIO Advisory IM BI Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 30 | FS CIO Advisory IM BI Experienced Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 07 | FS CIO Advisory ITSM Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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